The Legacy Leadership Lab Policies

1. Put Clients First

We place each client’s goals, values, and individual circumstances at the center of the planning conversation. Recommendations are made within the financial professional’s appropriate scope and in accordance with applicable regulatory and professional standards.

2. Comply & Stay Current

We are committed to operating within applicable laws, regulations, licensing requirements, and industry standards. Financial professionals are expected to understand the boundaries of their role and involve appropriately licensed professionals when specialized advice is required.

3. Protect Client Information

Client privacy and confidentiality are fundamental to the planning process. Personal and financial information should be collected, maintained, and shared only as appropriate and in accordance with applicable privacy and data-protection requirements.

4. Educate & Empower

Our role is to help clients better understand financial and legacy-planning concepts so they can make informed decisions. Education should provide clarity without crossing into legal, tax, or other professional advice outside the financial professional’s scope.

5. Collaborate With Professionals

Effective legacy planning is a collaborative process. Financial professionals coordinate with appropriately licensed attorneys, tax professionals, and other qualified specialists when legal, tax, or specialized guidance is needed.

6. Communicate With Integrity

All communications should be clear, balanced, and transparent. We avoid misleading statements, exaggerated claims, guarantees, or representations that could create unrealistic expectations about legal, financial, tax, or estate-planning outcomes.

Legal & Compliance Disclosure

The Legacy Leadership Lab is an educational and professional-development program for financial professionals. It is not a law firm and does not provide legal advice or legal services.

When a client engages a licensed attorney available through Estate Guru’s attorney-led platform, the attorney-client relationship exists solely between the client and the attorney or law firm providing legal services. The attorney maintains independent professional judgment and is solely responsible for legal advice, legal determinations, document recommendations, preparation, interpretation, and other matters constituting the practice of law.

Participating financial professionals do not act as attorneys, provide legal advice, determine which legal documents are appropriate, draft or modify legal documents, interpret legal documents, or direct or control an attorney’s legal judgment. They may provide general legacy-planning education, gather factual financial and asset information, and coordinate communication among the client and appropriate financial, tax, insurance, and legal professionals.

Clients remain free to select legal and tax professionals of their own choosing and are not required to use an attorney available through Estate Guru.

Legal services are not conditioned upon the purchase of financial or insurance products, and legal strategies or documents are not selected based upon such purchases. Any financial or insurance recommendation must be evaluated independently based upon the client’s circumstances and applicable licensing, suitability, best-interest, fiduciary, disclosure, and supervisory requirements.

Participation in The Legacy Leadership Lab does not create an attorney-client relationship with the Lab, and no legal, financial, tax, investment, insurance, or estate-planning outcome is promised or guaranteed.